A Report to the Census  Monitoring and Observation Committee (MOC) of the Sudan

Author Pali Lehohla

Statistician-General

Statistics South Africa

17-01-2007

1.         Executive Summary

 The Republic of Sudan is preparing to conduct a census of the population within the next 65 days.   A date in April has been proposed and is awaiting Presidential Decree.   The operations are conducted within a highly politicized environment given the exigencies of conflict that still linger in Sudan.  This situation is particularly so in the South and more importantly in Dafour, where open skirmishes, battles and war continues from time to time.   However, as of a week ago, around the commemoration of the anniversary of the Comprehensive Peace Agreement, (CPA), the situation had improved somewhat and the soldiers from the North and the South have started retreating to agreed upon areas albeit with hesitancy.  Furthermore an agreement for deploying a much stronger army holds prospects for peace.  The fact that this is happening holds out hope and prospects by each passing day for conducting a census in an environment that is far less prone to widespread conflict.   Following on the census will be an election and a referendum for choice and type of political and governance arrangements between the North and the South.   The link between a census and political arrangements is very conspicuous and it is important to be exceedingly sensitive on how well this link is applied for delivering a successful census in a complex political process and managed conflict.

 

Problem Statement: This report advises on key issues that would mitigate risks against a successful census in Sudan.  The author is sensitive to the political fragility and in particular the implications and impact to a successful census in Sudan arising from a shallow skill level in the South.  In this regard the Sudanese census is not just a census but it is an undertaken in conditions that are less than optimal.  School books that teach about census undertaking would advise that a census be conducted under conditions of calm and the situation in Sudan challenges this assumption dramatically.  The question that arises is given that Sudan is restive albeit to a less pronounced degree today than yester year, should a census be abandoned or should extra effort on the census be made for it to succeed in spite of the restive nature in parts of the country.  The political and financial capital that has brought about the preparations and driven the census to where it is suggests that a census is now feasible in Sudan.  What needs to be done is the management of risks and the critical path.

Recommendation:  The date of April for the Census is feasible, what is important is for the Census Office to manage the associated risks outlined broadly below.

 

Conflict: Expecting to run a census in conditions of complete peace in the Sudan will be close to a dream and a miracle.  So any delays for either good or bad reasons will negatively impact the confidence that is associated with the CPA.  Areas that are riddled with conflict have to be identified and isolated in order for these to be continuously engaged in a dialogue for a successful enumeration in their jurisdiction, however difficult this dialogue might be.

 Recommendation: A dedicated conflict resolution team to dialogue and negotiate for cooperation has to be deployed to areas identified as having conflict or are potentially exposed to conflict that is directed at the census.  Such a team should be permanently dedicated with an outcome that delivers successful enumeration, partial enumeration or containment of conflict so that the conflict does not bleed into areas that would be willing to be enumerated or are being successfully enumerated.

Pre-enumeration: Pre-enumeration activities that consist of mainly mapping are nearly complete in the North where electronic management of mapping information has been implemented and this activity is close to completion.  The North manages mapping through electronic databases across remote and or distant localities and this enables efficiency and better turn-a-round times for consistency checking of the data, including for determination and management of materials and the critical deployment tactics.  In the South of Sudan the maps are paper based sketch maps, a technology that predates the electronic world of networks, however it works albeit with less speed and efficiency and it is unlikely to be integrated electronically.  In the South mapping is about 70% complete however, it is highly likely that the rest of the South will also be as complete as is possible prior to running the census.  The mapping office in Khartoum is eager and convinced that mapping as executed in the north can be successfully concluded in the South, but they are paralysed by indecisiveness on the matter.  Time has run out on this option and forcing it may attract attention from training and other critical path activities.    

 Recommendation: The South should use scanned sketch maps, which later can be used or be validated against digital data.  Mapping using GPS technology should therefore be initiated in the South shortly after completion of enumeration and mop-up and should continue until it is completed.  This will bring the South to par with the North. 

 Funding: This is not seen as an impediment however, deploying it on time for activities is problematic and causes delays.  Enumeration will be run using the long and short form with ten percent of the areas using the long form.  The logistics of deploying these variable materials have the potential of creating confusion and it is important that an explicit contingency plan with clear decision tree branches articulating what has to be decided under what set of circumstances. 

 Recommendation:  The Statistics Office and cooperating partners should release funds on time.

Long and short form:  There are two forms being used in Sudan for the Census; the long and the short form.  The long form will cover 10% of the country, whilst the short form will cover 90%.  It is not clear what occurs in an unlikely event that the forms are distributed at the wrong destination.  Say you discover after a week that instead of the short form going to a selected short form Enumeration Area it has ended in the long form enumeration area. What are the instructions to the enumerators?  A clear set of instructions on these types of end states and circumstances should be provided for.

 Recommendation:  The Census Office should issue a clear set of instruction of managing risks should the problem eventuate.

Data Processing: This will be done and handled at multiple centres using scanning technology.   This strategy is useful politically as it allows for state level participation, but it is fraught with management difficulties especially where skills are in short supply and acquisition of perishables and spares is irregular and less likely to be on site.   It would be desirable that this decision is reviewed in the very same light of a census that occurs in conditions that are less optimal.  

My experience in this area as we tried it in the Censuses of 1996 and of 2001 has been that, in 2001 we keyed in data at 9 different centres in order to pursue political and skill transfer objectives.  This came at a high cost of management having to quell striking staff across the country, secondly difficulties of transferring the data and merging the data sets in one database once they were transferred to head office.   This happened in 1996.  However as regards skill transfer a number of people suddenly new how to manage key entry and the skill came handy for the Western Cape Province in the demutualization of Old Mutual and Sanlam where large volumes of information had to be key entered.  In 2001 we attempted another ambition for scanning in three centres.  The biggest problem we had was about transferring images and more importantly management of stores and supervision of processing activities.  We folded the activities in the two of three centres, paid the staff a ‘disappointment fee” and operated at one centre. 

 

Recommendation:  The Census office should review its decision for processing in multiple centres and consider processing at one centre that is accessible to senior management.  It is also possible to deploy processing staff from other parts of the country to participate in the processing of the data in one central location and this could still meet the political objectives of participation.

 

Leadership: The census leadership in the North and South has jelled and any movement out of the offices or change of jobs by any of them including terminations, prior to at least September 2008 could distabilise the census.  They are the all important activity and what Sudanese have been waiting for; a credible census and a noteworthy attempt to enumerate the entire country and the public’s eagerness to participate. 

Recommendation:  That the leadership is kept intact and does not move until at least four to six months after enumeration has been completed to avoid unnecessary disruptions.

Advocacy and Publicity:  Publicity and advocacy for a census in the Sudan has not started.  A proclamation of a date of the census by Head of State is now a burning issue that has entered a crisis point given that there are only 65 days to a census.  Advocacy and Publicity should have long started so that it enhances the image, level of awareness, test willingness of the population to participate and their understanding of benefits to a census given that it forms a cornerstone to the CPA.  The formulation of messages to be made, slots to be bought in media both print and electronic and the logo with the dates should be concluded. A Presidential Decree publishing the date cannot be delayed beyond 21st January without undermining the Census.  Regarding publicity and advocacy, materials for popularizing the census have to be produced and in their design there has to be dialogue between the census office and those who specialize in propagating ideas but in the main the ideas should emanate from the office and be given form by the publicity specialists. 

A census in Sudan is conducted under conditions of conflict and invariably a number of contentious issues may arise that are not even related to the census and they need to be addressed in a crisis mode.  All census staff should be provided with a list of 10 or 15 things that are likely to be asked and they should be able to read from this.  This might be the purpose of the census, how long is it going to run, how much does it cost, where will the documents be processed, what is the confidentiality around the census and so on.

 

Recommendation: The census office should produce content and negotiate with publicity and advocacy specialists for the form and channels this should take.  The census office and the advocacy/publicity team should prepare a crisis communication strategy and frequently asked questions reference card that everybody in the census should have.  A crisis management strategy has to be developed including key message cards that each census staff member should read from or refer to.

Integrated deployment plan:  It is important at this stage to have an integrated deployment plan that shows the names and numbers of resources that will be deployed against each enumeration area and against dates including against locations across which the activities will be taking place.  These should also show dependencies and what risks are associated with each of those risks.  For instance, the pilot has shown that females may wish to be enumerated by a female.  What happens when the reality might be that there are no females in a particular area who are sufficiently literate?  What is the plan to mitigate the problem?   

 

Recommendation:  An integrated deployment plan should be presented to the MOC and this should be used as a checklist of what MOC will be looking for 

Questionnaires and Manuals:  The questionnaires and the relevant content have been completed and the manual for interpreting the questionnaire.  What is not as clear is the question of the number of questionnaires that have to be printed.  The rule of thumb would be print questionnaires such that they are twice the number of households.  An inclination amongst enumerators that there is scarcity will generate serious problems especially in terms of individuals hoarding all the questionnaires for fear that the questionnaires would run out.   Shortages represent a more dangerous form of problems than surpluses.

Recommendation:  Print questionnaires such that they are twice the number of households.

Human resource for supporting the MOC:  I have had the benefit of reading the report by Ubombo-Jaswa, a consultant to MOC, and I concur with the terms of reference although the MOC may wish to modify the number of days and budgets.  What is important is to request the African census offices to submit CVs of competent persons to be deployed by MOC in Sudan.   A team of people run a shortlist and recommend to the MOC who should be appointed as a support structure to MOC.

 

Recommendation: To advertise at the first Statistics Commission and invite offices and officials to submit their CVs to MOC for evaluation and shortlisting with the purpose of deployment during the census.

2.         Background and Context

An encouraging development on the African continent is the increasing awareness and importance that African governments accord a population census.  In the decade of the 1980’s many African countries were not able to conduct a census for a variety of reasons and these ranged from lack of funds, lack of political will, bad and incompetent leadership of the statistics offices and conflict that consumed a significant number of countries.   By the 90s with rapidly declining and elimination of East-West tensions, the stage was set for the advent of the Millennium Development Goals (MDGs).  The move of countries away from war and societies and leadership began dialogued the value of information, it was very evident that by 2005 the African continent had entered an era where the issue was not about if but about when the country conducts a population census in this census decade.

The 2010 decade therefore will see all African countries plan for a census which shamefully occurs after decades of the leadership and citizenry has kept itself ignorant about the potential and real human resource base these nations possess.   Focus especially has been placed on countries emerging out of conflict and in this regard the African Symposia for Statistical Development has committed to ensuring that this desire and commitment to these countries is kept.  In this regard, countries such as Angola, DRC, Somalia and Sudan will receive special attention from the Friends of the ECA in their desire to conduct a census after their decades of strife and conflict.  

A census is seen as particularly important not only for playing its historical role of providing facts about the populations of countries, but for the nation building role it plays in society.  The nation building notion that a census ushers is of particular import in countries that emerge from conflict.  For instance the Comprehensive Peace Agreement of the Sudan is anchored on a census being successfully conducted within two years of signing the peace agreement.  The link between a census, power sharing and automatically political decisions becomes exceedingly obvious and compelling when we take into account the chronological arrangement of censuses and elections.  In most of these countries a census precedes an election and in fact the success of an election is predicated upon a successful census. 

 Key Success Factors and Specific Requirements

 Sudan is one such country where conflict was so significant and destabilizing that whilst the northern part of the country has had successive censuses up to 1993, the South has had a very scanty account of the populations of this region.  The census that is planned for 2008 marks a watershed victory to account for the population of the Sudan consumed